Financial Industry Regulatory Authority Inc
Rockville, MD · EIN 53-0088710 · Rank 225 by total revenue
FINRA's mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.
Money, Form 990 for tax year 2024
- Total revenue
- $2,607,503,080
- Total expenses
- $3,040,929,806
- Total assets
- $3,101,319,446
- Salary base (all salaries and wages)
- $864,097,725
- Salaries, other pay and benefits
- $1,089,076,605
- Employees
- 4,703
- Salary base per employee
- $183,733
"Salary base" is Form 990 Part IX lines 5 to 7. "Employees" is everyone who got a W-2 that year, full or part time. Form 990-EZ and 990-PF report pay differently; see About the data.
Leadership (39)
| Name | Title | Role | Hours/week | Total pay |
|---|---|---|---|---|
| Robert W Cook | President & CEO | Board, Officer | 60 | $4,102,800 |
| Todd T Diganci | Executive Vice President & CFAO | Officer | 60 | $2,370,508 |
| Marcia E Asquith | EVP Board & External relations | Officer | 60 | $1,134,908 |
| Steven J Randich | Executive Vice President & CIO | Key employee | 60 | $2,300,340 |
| Gregory Ruppert | Executive Vice President | Key employee | 60 | $1,681,769 |
| Robert L D Colby | EVP And Chief Legal Officer | Key employee | 60 | $1,524,356 |
| Nathaniel Stankard | Executive Vice President | Key employee | 60 | $1,268,358 |
| Stephanie Dumont | Executive Vice President | Key employee | 60 | $1,265,880 |
| Rainia L Washington | Executive Vice President | Key employee | 60 | $1,194,677 |
| Jonathan S Sokobin | Executive Vice President | Key employee | 60 | $1,132,530 |
| William St Louis | EXECUTIVE VICE PRESIDENT | Key employee | 60 | $1,103,853 |
| Eric W Noll | CHAIRPERSON | Board | 2 | $175,505 |
| Maureen Jensen | Board Member | Board | 2 | $118,608 |
| Camille M Busette | Board Member | Board | 2 | $116,106 |
| Derrick Roman | BOARD MEMBER | Board | 2 | $109,253 |
| Gus Sauter | BOARD MEMBER | Board | 2 | $106,111 |
| Scott Curtis | BOARD MEMBER | Board | 2 | $105,011 |
| Wendy Lanton | Board Member | Board | 2 | $103,964 |
| Samir M Deshpande | BOARD MEMBER | Board | 2 | $103,292 |
| Peggy Ho | BOARD MEMBER | Board | 2 | $101,468 |
| Linde Murphy | Board Member | Board | 2 | $101,017 |
| Fabiola Arredondo | BOARD MEMBER | Board | 2 | $101,003 |
| Moira A Kilcoyne | BOARD MEMBER | Board | 2 | $100,475 |
| Deborah Bailey | BOARD MEMBER | Board | 2 | $100,000 |
| Lance F Drummond | Board Member - thru 9/11/24 | Board | 2 | $95,271 |
| Timothy C Scheve | Board Member - thru 9/11/24 | Board | 2 | $89,198 |
| John B Ehnes | Board Member - thru 9/11/24 | Board | 2 | $85,738 |
| Paige W Pierce | Board Member - thru 9/11/24 | Board | 2 | $76,912 |
| Lisa Fairfax | BOARD MEMBER - thru 4/5/24 | Board | 2 | $50,220 |
| John Vaccaro | BOARD MEMBER - as of 9/11/24 | Board | 2 | $50,110 |
| Jennifer Szaro | BOARD MEMBER - AS OF 9/11/24 | Board | 2 | $50,000 |
| Erik Sirri | BOARD MEMBER - AS OF 11/8/24 | Board | 2 | $25,110 |
| Ethiopis Tafara | Board Member | Board | 2 | $958 |
| James T Crowley | BOARD MEMBER | Board | 2 | $737 |
| Cyrus Amir-Mokri | BOARD MEMBER - as of 9/13/24 | Board | 2 | $630 |
| Eric Schimpf | BOARD MEMBER - AS OF 9/17/24 | Board | 2 | None reported |
| Mortimer J Buckley | BOARD MEMBER - thru 7/8/24 | Board | 2 | None reported |
| Naureen Hassan | BOARD MEMBER - THRU 9/11/24 | Board | 2 | None reported |
| Penny Pennington | BOARD MEMBER | Board | 2 | None reported |
Top 10 paid people listed
These 10 people received $18,040,602, which is 2.1% of the $864,097,725 salary base shared by 4,703 employees.
| Name | Title | Role | Hours/week | From this org | From related orgs | Other pay | Total |
|---|---|---|---|---|---|---|---|
| Robert W Cook | President & CEO | Board, Officer | 60 | $3,472,973 | $0 | $629,827 | $4,102,800 |
| Todd T Diganci | Executive Vice President & CFAO | Officer | 60 | $1,739,416 | $0 | $631,092 | $2,370,508 |
| Steven J Randich | Executive Vice President & CIO | Key employee | 60 | $1,963,213 | $0 | $337,127 | $2,300,340 |
| Gregory Ruppert | Executive Vice President | Key employee | 60 | $1,467,716 | $0 | $214,053 | $1,681,769 |
| Robert L D Colby | EVP And Chief Legal Officer | Key employee | 60 | $1,461,686 | $0 | $62,670 | $1,524,356 |
| Nathaniel Stankard | Executive Vice President | Key employee | 60 | $1,182,738 | $0 | $85,620 | $1,268,358 |
| Stephanie Dumont | Executive Vice President | Key employee | 60 | $1,109,862 | $0 | $156,018 | $1,265,880 |
| Rainia L Washington | Executive Vice President | Key employee | 60 | $996,061 | $0 | $198,616 | $1,194,677 |
| Jon Kroeper | Executive Vice President | Former | 0 | $1,071,446 | $0 | $113,197 | $1,184,643 |
| Richard W Berry | EXECUTIVE VICE PRESIDENT | Highly paid employee | 60 | $1,079,799 | $0 | $67,472 | $1,147,271 |
Sources
- IRS e-file return 202513219349303591 (Form 990, period ending 2024-12-31): readable copy at ProPublica Nonprofit Explorer
- IRS Tax Exempt Organization Search for EIN 53-0088710
- Organization website (as filed): www.finra.org